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Design of orthogonal pr-fir filterbanks via halfband spectral factorization

Recall that analysis-filter design for orthogonal PR-FIR filterbanks reduces to the design of a real-coefficient causalFIR prototype filter H 0 z that satisfies the power-symmetry condition

H 0 ω 2 H 0 ω 2 1
Power-symmetric filters are closely related to "halfband" filters. A zero-phase halfband filter is a zero-phase filter F z with the property
F z F -z 1
When, in addition, F z has real-valued coefficients, its DTFT is "amplitude-symmetric":
F ω F ω 1
The amplitude-symmetry property is illustrated in :

If, in addition to being real-valued,

Recall that zero-phase filters have real-valued DTFTs.
F ω is non-negative, then F ω constitutes a valid power response. If we can find H 0 z such that H 0 ω 2 F ω , then this H 0 z will satisfy the desired power-symmetry property H 0 ω 2 H 0 ω 2 1 .

First, realize F ω is easily modified to ensure non-negativity: construct q n f n ε δ n for sufficiently large ɛ , which will raise F ω by ε uniformly over ω (see ).

The resulting Q z is non-negative and satisfies the amplitude-symmetry condition Q ω Q ω 1 2 ε . We will make up for the additional gain later. The procedureby which H 0 z can be calculated from the raised halfband Q z , known as spectral factorization , is described next.

Since q n is conjugate-symmetric around the origin, the roots of Q z come in pairs a i 1 a i . This can be seen by writing Q z in the factored form below, which clearly corresponds to a polynomial with coefficientsconjugate-symmetric around the 0 th -order coefficient.

Q z n N 1 N 1 q n z n A i 1 N 1 1 a i z 1 a i z
where A + . Note that the complex numbers a i 1 a i are symmetric across the unit circle in the z-plane . Thus, for ever root of Q z inside the unit-circle, there exists a root outside of theunit circle (see ).

Let us assume, without loss of generality, that a i 1 . If we form H 0 z from the roots of Q z with magnitude less than one:

H 0 z A i 1 N 1 1 a i z
then it is apparent that H 0 ω 2 Q ω . This H 0 z is the so-called minimum-phase spectral factor of Q z .

Actually, in order to make H 0 ω 2 Q ω , we are not required to choose all roots inside the unit circle; it is enough to choose one root from everyunit-circle-symmetric pair. However, we do want to ensure that H 0 z has real-valued coefficients. For this, we must ensure that roots come in conjugate-symmetric pairs, i.e. , pairs having symmetry with respect to the real axis in the complex plane ( ).

Because Q z has real-valued coefficients, we know that its roots satisfythis conjugate-symmetry property. Then forming H 0 z from the roots of Q z that are strictly inside (or strictly outside) the unitcircle, we ensure that H 0 z has real-valued coefficients.

Finally, we say a few words about the design of the halfband filter F z . The window design method is one technique that could be used in this application. The window design methodstarts with an ideal lowpass filter, and windows its doubly-infinite impulse response using a window function withfinite time-support. The ideal real-valued zero-phase halfband filter has impulse response (where n ):

f ¯ n 2 n n
which has the important property that all even-indexedcoefficients except f ¯ 0 equal zero. It can be seen that this latter property is implied by the halfband definition F ¯ z F ¯ z 1 since, due to odd-coefficient cancellation, we find
1 F ¯ z F ¯ z 2 m f ¯ 2 m z 2 m f ¯ 2 m 1 2 δ m
Note that windowing the ideal halfband does not alter the property f ¯ 2 m 1 2 δ m , thus the window design F z is guaranteed to be halfband feature. Furthermore, a real-valued window with origin-symmetry preserves thereal-valued zero-phase property of f ¯ n above. It turns out that many of the other popular design methods ( e.g. , LS and equiripple) also produce halfband filters when the cutoff is specified at 2 radians and all passband/stopband specifications are symmetric with respect to ω 2 .

Design procedure summary

We now summarize the design procedure for a length- N analysis lowpass filter for an orthogonal perfect-reconstruction FIRfilterbank:

  • Design a zero-phase real-coefficient halfband lowpass filter F z n N 1 N 1 f n z n where N is a positive even integer (via, e.g. , window designs, LS, or equiripple).
  • Calculate ε , the maximum negative value of F ω . (Recall that F ω is real-valued for all ω because it has a zero-phase response.) Then create "raised halfband" Q z via q n f n ε δ n , ensuring that Q ω 0 , forall ω .
  • Compute the roots of Q z , which should come in unit-circle-symmetric pairs a i 1 a i . Then collect the roots with magnitude less than one into filter H ^ 0 z .
  • H ^ 0 z is the desired prototype filter except for a scale factor. Recall that we desire H 0 ω 2 H 0 ω 2 1 Using Parseval's Theorem , we see that h ^ 0 n should be scaled to give h 0 n for which n 0 N 1 h 0 n 2 1 2 .

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Source:  OpenStax, Digital signal processing (ohio state ee700). OpenStax CNX. Jan 22, 2004 Download for free at http://cnx.org/content/col10144/1.8
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