Here's a refined job description for the Audit Supervisor position, with client details concealed:Job Title: Audit Supervisor - Global Corporate and Investment Banking
Location:
New York, NY, US (Hybrid: 3 days onsite)
Req ID:
24032979
Salary Range:
$100,000 - $140,000 per annum
Company Overview:
Our client is a leading global financial institution committed to making financial lives better through every connection. They emphasize Responsible Growth by fostering an inclusive, diverse workplace and investing in their employees' well-being with competitive benefits.
The Audit Supervisor will be an integral part of the Global Corporate and Investment Banking audit team, responsible for conducting complex audit activities. This role involves designing and executing audit tests, assessing issues for business impact, and recommending severity ratings. The position requires interaction with global teams and focuses on auditing businesses such as equity capital markets, debt capital markets, investment banking, corporate banking, and leasing.
Key Responsibilities:
Audit Execution:
Develop and implement audit strategies using risk-based approaches, defining audit scope and programs.
Utilize automation and innovative methods to enhance audit quality and efficiency.
Conduct audits across various global locations, often leading small audits independently.
Analysis & Reporting:
Apply technical expertise to challenge management and improve control environments.
Assess impacts on business processes, controls, and strategies to provide recommendations.
Contribute to draft audit reports and share findings with business leaders.
Team Support & Development:
Support the development of team members through on-the-job training.
Foster an inclusive work environment and establish strong business partner relationships.
Technology & Innovation:
Leverage innovative tools and technology to streamline audit activities and enhance efficiency.
Manage multiple projects using technology and analytics in a fast-paced environment.
Required Qualifications:
Minimum 5-7 years of experience in internal audit, front office business control, compliance, or risk management within the corporate and investment banking sector.
At least 2 years of experience auditing the Investment Banking Business.
Proficient in risk and control identification and assessment.
Strong stakeholder management skills.
Proactive, positive attitude with a high level of intellectual curiosity.
Excellent organizational, analytical, oral, and written communication skills.
Bachelor's degree in a relevant field.
Desired Qualifications:
Experience in coaching and mentoring less experienced team members.
Background in a large global bank.
Relevant certifications such as Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA), or similar.
Skills:
Analytical Thinking
Audit Planning
Internal Audit Review
Issue Management
Risk Management
Attention to Detail
Automation
Business Acumen
Project Management
Technical Documentation
Coaching
Critical Thinking
Relationship Building
Written Communication
Knowledge of banking products and processes
Familiarity with risk and controls in relevant business areas
Company Culture & Recognition:
Our client has been recognized as one of the 100 Best Companies to Work For by Fortune Magazine, highlighting their commitment to being a great place to work and delivering exceptional value to customers and clients.
Statement to Third Party Agencies:
To all recruitment agencies: Please do not forward resumes to our applicant tracking system, Bank of America employees, or any Bank of America facility. Bank of America is not responsible for any fees or charges associated with unsolicited resumes. Valid contact information must be provided for all candidates, including a valid email address and phone number. Due to recent Pay Equity regulations, do not share current or prior salary details in correspondence.
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