Audit Manager - Wealth Management

Job Summary

What is the Opportunity?
The Audit Manager position is a role as an individual that executes audit programs, assess risks, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.
What you will do?
Executes and evaluates audit test plans for projects of low to medium complexity with a risk-based audit approach.
Assesses risks and controls, designs comprehensive audit programs, executes audit procedures, analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports and other forms of communication.
Collaborates with other audit groups to effectively plan, integrate and execute audits. Understands fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes.
Leads and executes continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external/regulatory sources.
Supports the Audit Director proactively in their ongoing monitoring and discussions with business management.
Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions with business leaders.
Influences key stakeholders to gain buy-in, overcomes challenges and delivers on high priority initiatives, and draws conclusions or makes recommendations based on audit evidence that may involve ambiguity.
What do you need to Succeed?
Must-Have
Bachelor's Degree
Minimum 3 years of audit or related experience in banking operations, compliance, and/or risk management activities.
Minimum 1 year of experience conducting internal audits within financial institutions.
Nice to Have
CPA - Certified Public Accountant Or
CIA - Certified Internal Auditor Or
CISA - Certified Information Systems Auditor Or
CISSP - Certified Information Systems Security Professional Or
CAMS - Certified Anti-Money Laundering Specialist Or
CFE - Certified Fraud Examiner Or
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Flexible work/life balance options
Opportunities to do challenging work
Opportunities to take on progressively greater accountabilities
Access to a variety of job opportunities across business
The good-faith expected salary range for the above position is $80,000-135,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs.This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
• Drives RBC's high performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value
Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details
Address:
GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

City:
Jersey City

Country:
United States of America

Work hours/week:
40

Employment Type:
Full time

Platform:
INTERNAL AUDIT

Job Type:
Regular

Pay Type:
Salaried

Posted Date:
2024-09-18

Application Deadline:
2024-10-31

I

nclusion

and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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