Manager, Internal Audit, Financial Crimes & AML CUSO

Royal Bank of Canada
CA - Nova Scotia - Halifax
October 29, 2024
Financial

Job Summary

What is the Opportunity?

As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.
The ideal candidate will support the US and CNB Director for IA Combined US Operations - CUSO with effective audit execution and issue remediation on all Financial Crimes & AML matters and will be able to work in a dynamically changing environment and act as a trusted advisor to the business.

The RBC CAE Group leverages a unique perspective- with a coordinated view across the entire business-to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?

Be part of a team of professional auditors responsible for audits with a focus on AML/Compliance and other support functions in the U.S.
Lead by example by collaborating with teams across IA to effectively plan and execute audits.
Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
Coordinate and escalate regional issues to the Director for IA US AML/Compliance and Other Support Functions, Deputy US CAE, and US CAE in accordance with the IA escalation model.
Assist with the validation of regulatory matters issued by relevant regulatory bodies, including the Office of the Comptroller of the Currency (OCC).
Assist in presenting regulatory validation approaches and results to IA Senior Management, including preparation of materials.
Work together with the Director for IA US AML/Compliance and Other Support Functions and Deputy US CAE to shift the capabilities of team members towards a predictive insights driven organization.
Work together with the Director for IA US AML/Compliance and Other Support and Deputy US CAE to create networks and relationships with key stakeholders, to ensure their team is equipped with the right data, capabilities and tools for data analysis.

What do you need to succeed?Must-Haves

Minimum 2-5 years of experience working in a financial institution, preferably in lending.
Knowledge of the US rules and regulations on AML/Sanctions.
Regulatory/Compliance experience.
Experience leading integrated business audits with technology auditors.
Experienced in incorporating data analytics into the traditional audit programs and continuous auditing.

Nice-to-Haves

MBA, accounting designation and/or CFA.
ACAMS certification or studying towards ACAMS certification.
Interest in pursuing a career in Risk Management.
Industry knowledge and experience.
Previous experience using online research tools such as SNL, Bloomberg, KMV, or using S&P/Moody's/Fitch ratings.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, and competitive compensation.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Flexible work/life balance options.

#LI-Hybrid

#LI-POST

#CNB

Job Skills

Adaptability, Auditing, Communication, Detail-Oriented, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Results-Oriented, Risk Management

Additional Job Details

Address: 120 WESTERN PKY:BEDFORD

City: BEDFORD

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: INTERNAL AUDIT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2024-10-01

Application Deadline: 2024-12-31

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Read the full job description and apply online on the recuiter's web-site

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